Important Disclosures

Transparency is fundamental to trust. Please review the following important disclosures regarding our services and your relationship with Williams Legacy Group.

Last Updated: January 15, 2025

Table of Contents

  1. Nature of Services
  2. Fiduciary Duties & Responsibilities
  3. Fees & Compensation
  4. Conflicts of Interest
  5. Regulatory Disclosures
  6. Risk Disclosures
  7. Technology Limitations

Nature of Services

Williams Legacy Group provides trust administration, fiduciary services, and wealth management technology solutions. Our services include:

Important Notice

Williams Legacy Group does not provide legal advice, tax advice, or investment advice. Our technology platform and services are designed to assist with trust administration but do not replace the need for qualified legal, tax, and investment professionals.

Professional Referrals

We maintain relationships with qualified attorneys, certified public accountants, and registered investment advisors who can provide specialized advice. We do not receive compensation for these referrals.

Fiduciary Duties & Responsibilities

When serving as trustee or co-trustee, Williams Legacy Group accepts fiduciary responsibility and is bound by the following duties:

Prudent Investor Standard

Investment decisions are made in accordance with the Prudent Investor Rule, considering the trust's purposes, terms, distribution requirements, and the needs of beneficiaries.

Fees & Compensation

Our fee structure is designed to be transparent and aligned with client interests. Detailed fee information is provided in your service agreement.

Platform Subscription Fees

Monthly or annual subscription fees for access to the DYNASTY KEEPER platform, based on the selected service tier.

Trustee Fees

When serving as trustee, fees are calculated as a percentage of trust assets under administration, typically ranging from 0.50% to 1.50% annually, depending on trust complexity and asset size.

Additional Services

Specialized services such as real estate management, business succession planning, or complex tax reporting may incur additional fees, disclosed in advance.

Fee Transparency

All fees are disclosed in writing before services begin. You will receive quarterly statements detailing all fees charged to your accounts.

Conflicts of Interest

Williams Legacy Group is committed to identifying, disclosing, and managing potential conflicts of interest.

Potential Conflicts

Conflict Management

Our conflict management procedures include disclosure, client consent, independent review, and documentation of all material conflicts.

Regulatory Disclosures

State Licensing

Williams Legacy Group is licensed to provide trust services in applicable jurisdictions. State licensing requirements vary, and services may be limited in certain states.

Insurance Coverage

We maintain errors and omissions insurance and fidelity bond coverage to protect client assets and provide recourse in case of negligence or misconduct.

Regulatory Oversight

Trust services are subject to regulation by state banking departments and other regulatory authorities. Complaints may be directed to the appropriate regulatory agency.

Risk Disclosures

Investment Risk Warning

All investments involve risk, including the possible loss of principal. Past performance does not guarantee future results. Trust assets may increase or decrease in value.

Market Risk

Trust assets invested in securities are subject to market fluctuations, economic conditions, and other factors that may cause values to decline.

Liquidity Risk

Certain trust assets may have limited liquidity, potentially affecting the ability to make distributions or respond to changing circumstances.

Tax Risk

Tax laws and regulations change frequently. Tax strategies employed today may not achieve intended results due to future legislative or regulatory changes.

Technology Limitations

AI-Assisted Analysis

The DYNASTY KEEPER platform uses artificial intelligence to assist with analysis and recommendations. AI outputs should be reviewed by qualified professionals before implementation.

System Availability

While we strive for continuous availability, our technology platform may experience downtime for maintenance, updates, or due to circumstances beyond our control.

Data Accuracy

We rely on data from third-party sources which may contain errors. Users should verify important information independently.

Human Oversight

All significant decisions regarding your trust are reviewed by qualified human professionals. Technology assists but does not replace human judgment in fiduciary matters.

Questions About These Disclosures?

We are committed to transparency. If you have questions about any of these disclosures, please contact us:

Email: compliance@williamslegacygroup.org

Phone: (888) 833-0388

Mail: Williams Legacy Group, Compliance Department, 8834 Reseda Boulevard #2160, Los Angeles, CA 91324